Notice 2026-32
Details
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- Title
- Notice 2026-32
- Posted
- May 21, 2026
- Comment period
- May 21, 2026 – Jul 21, 2026
- Topics
Overview
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Stance breakdown
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Comments over time
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Support × commenter type
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Issues raised
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Explorer
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- Jul 20, 2026The Charles Schwab CorporationSupportBusiness📎 Attachment
Jeffrey Starr, representing Charles Schwab & Co., Inc., supports Notice 2026-32 because it eliminates duplicative financial responsibility requirements for nonbank trustees that are already subject to stringent SEC net capital and consumer protection rules. The commenter argues that the Notice reduces administrative burdens and encourages competition without diminishing investor protections.
Read comment → - Jul 20, 2026BettermentSupportBusiness📎 Attachment
Betterment, a wealth and savings platform, enthusiastically supports the IRS Notice 2026-32, which allows carrying broker-dealers to satisfy certain nonbank trustee rules by meeting SEC Net Capital and Customer Protection Rules. The company argues that these standards are already stringent and suggests further streamlining the application process through cross-reliance on existing regulatory records and a simplified notice-based application.
Read comment → - May 23, 2026Anonymous AnonymousOpposeIndividualRead comment →